Chief Compliance Officer

Corporate executive

The chief compliance officer (CCO) is a corporate executive within the C-suite responsible for overseeing and managing regulatory compliance issues within an organization. The CCO typically reports to the chief executive officer or the chief legal officer. Responsibilities. The responsibilities of the chief compliance officer include: Leading enterprise compliance efforts. Designing and implementing internal controls, policies, and procedures to ensure compliance with applicable local, state, and federal laws and regulations, as well as third-party guidelines. https://en.wikipedia.org/wiki/Chief_compliance_officer

Episodes