The Problem with Going Directly Authorised
Becoming directly authorised by the FCA is a big step—but is it the right one?
In this episode, we sit down with Nick Davies, who has recently gone through the authorisation process himself. He shares:
✅ How to prepare for FCA approval
✅ Whether working with a compliance company made the process easier
✅ The challenges, surprises, and whether he thinks it was all worth it!
If you’re considering going directly authorised or just curious about what it really takes, this episode is packed with insights you won’t want to miss.
The Problem With...
The Problem With... podcast is here to challenge the everyday problems or myths we face in financial services and to provide practical solutions. Hosted by Alex and Annabel, we offer practical advice to help financial advisers to take back control of their careers. Whether you are just starting out or looking to enhance your existing business, our mission is to guide you every step of the way. Tune in and transform your advisory journey!
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